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Compliance & Regulatory

Get ahead. Stay ahead. We bring you the latest developments.

Upcoming Compliance & Regulatory courses

Effective File Auditing - A Roadmap for COLPs

Effective File Auditing - A Roadmap for COLPs

14 May 2024

Risk Management for COLPs - Latest Trends & Insights

Risk Management for COLPs - Latest Trends & Insights

21 May 2024

Firmwide Annual AML Compliance Training - Are You Up to Date?

Firmwide Annual AML Compliance Training - Are You Up to Date?

22 May 2024

Anti-Money Laundering Compliance - Live Guidance for the Regulated Sector

Anti-Money Laundering Compliance - Live Guidance for the Regulated Sector

28 May 2024

Anti-Money Laundering for Professional Support Teams - Compliance At Your Desk With Trevor Hellawell

Anti-Money Laundering for Professional Support Teams - Compliance At Your Desk With Trevor Hellawell

4 June 2024

Funds From China - AML, Customer Due Diligence & How to Minimise Risk

Funds From China - AML, Customer Due Diligence & How to Minimise Risk

7 June 2024

Data Protection & Information Security Update - Live with Robert Bond

Data Protection & Information Security Update - Live with Robert Bond

10 June 2024

Conflicts & Confidentiality for In-House Lawyers - Your Ethical Duties Explained

Conflicts & Confidentiality for In-House Lawyers - Your Ethical Duties Explained

10 June 2024

Confidentiality & Disclosure - The SRA Requirements

Confidentiality & Disclosure - The SRA Requirements

11 June 2024

Ethnic Diversity in the Legal Profession - How to Improve Recruitment & Retention

Ethnic Diversity in the Legal Profession - How to Improve Recruitment & Retention

12 June 2024

Recently added Compliance & Regulatory courses

Assisting Clients Move Towards Net Zero - Guidance for the Legal Sector

Assisting Clients Move Towards Net Zero - Guidance for the Legal Sector

11 July 2024

Climate Action Terminology, Processes & More - A Bitesized Guide

Climate Action Terminology, Processes & More - A Bitesized Guide

12 July 2024

Suspicious Activity Reports & The MLRO Reporting Regime Explained

Suspicious Activity Reports & The MLRO Reporting Regime Explained

15 July 2024

The SRA Code of Conduct - A Bitesized Refresher for Legal Professionals

The SRA Code of Conduct - A Bitesized Refresher for Legal Professionals

12 July 2024

AML Red Flags & Other Warning Signs for Legal Professionals

AML Red Flags & Other Warning Signs for Legal Professionals

22 July 2024

SRA Sectoral Risk Assessment 2024 - A Bitesized Guide to Emerging AML Risks

SRA Sectoral Risk Assessment 2024 - A Bitesized Guide to Emerging AML Risks

The SRA Accounts Rules & The COFA - 2024 Update

The SRA Accounts Rules & The COFA - 2024 Update

5 July 2024

Navigating the New SARs Portal - A Bitesized Guide

Navigating the New SARs Portal - A Bitesized Guide

NDAs - Permissibility & Best Practice Explored

NDAs - Permissibility & Best Practice Explored

Source of Wealth Enquiries - What the Regulators Expect

Source of Wealth Enquiries - What the Regulators Expect

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Learn Live New

14 May 2024

Effective File Auditing - A Roadmap for COLPs

Learn Live New

21 May 2024

Risk Management for COLPs - Latest Trends & Insights

Learn Live New

4 June 2024

The New ICO GDPR Certification for the Legal Sector - An Introduction to LOCS:23

Seminar New

11 June 2024

A COFA Toolkit - Role & Responsibilities

Learn Live New

24 June 2024

COFA Update & Refresher - Sharpen Your Knowledge

Learn Live New

27 June 2024

Law Firms - A Roadmap to Net Zero

Webinar New

3 July 2024

Becoming a Law Firm COLP - The Essentials in One Hour

Webinar New

5 July 2024

The SRA Accounts Rules & The COFA - 2024 Update

Webinar New

5 July 2024

UK Sanctions 2024 - Latest Developments & Best Practice

Learn Live New

8 July 2024

COLP Update & Refresher - Sharpen Your Knowledge