Data Protection for Financial Services - How to Get it Right

Introduction

The Financial Conduct Authority’s Handbook contains rules and guidance for financial services.

This new full day course will link the requirements of the Handbook to the requirements of data protection law and is a ‘must attend’ for all those in financial services.

The course will cover a range of topics including required policies, customer due diligence, marketing, staff vetting and the rights of data subjects.

What You Will Learn

This course will cover the following:

• Recap of the GDPR and Data Protection Act 2018/how they work with the FCA Handbook
• Information management
• Information security
• DPO
• Customer due diligence and AML
• Politically exposed persons
• Financial crime reporting
• Staff appointments and vetting
• Contractors and Independent Financial Advisors
• Scams
• Marketing
• Rights of the data subject
• Data breaches