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Holding & Protecting Client Money - An SRA Priority

Level
Intermediate: Requires some prior subject knowledge
CPD
1.25 hours
Group bookings
email us to discuss options for 5+ delegates
Holding & Protecting Client Money - An SRA Priority

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Introduction

Holding and protecting client money continues to be a risk priority for the Solicitors Regulation Authority.

This webinar is a discussion of regulatory duties and compliance risk management.

What You Will Learn

This webinar will cover the following:

  • The regulatory framework for client money protection
  • Regulatory expectations including individual responsibilities and the enhance expectations of law firm managers
  • The role of the COFA
  • Latest SRA guidance and future rule changes
  • Common misunderstandings and disciplinary consequences

This webinar was recorded on 4th September 2023

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Holding & Protecting Client Money - An SRA Priority

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