COFA Update & Refresher 2025

Introduction

The role of a Compliance Officer for Finance and Administration (COFA) comes with significant responsibilities and, importantly, personal liability.

Understanding the rules, regulations, and risks associated with the role is crucial.

Whether you are new to the role or have been in the position for some time, it is essential that you are up to date with the current issues, emerging trends, and the latest best practices to effectively manage the compliance landscape.

This invaluable webinar will also benefit anyone that supports the COFA in their role.

What You Will Learn

This webinar will cover the following:

• COFA responsibilities, record keeping and reporting concerns
• Provision of a banking facility - exploring why and how firms are getting caught out
• The key risks under the SRA Accounts Rules 2019
• Recent SRA Guidance and Warning Notices
• What can you learn from recent enforcement activity?
• What does the next 12 months’ agenda look like?

This pre-recorded webinar will be available to view from Tuesday 4th March 2025

Alternatively, you can gain access to this webinar and 1,700+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.