Polluter Pays - Unpacking the FCA’s Proposals

Introduction

This new virtual classroom seminar will delve into the FCA’s Consultation Paper CP23/24 Capital deduction for redress: personal investment firms.

The session will examine the research that has resulted in this consultation paper, and the implications for FCA regulated firms.

It will evaluate strategies firms can use to prepare for a potential shift to ‘Polluter Pays’, including enhanced compliance and risk management.

By the end of this session, you will be aware of changes that may arise from this initiative.

The session is suitable for financial advisors, paraplanners, compliance managers, and office managers of FCA authorised companies.

What You Will Learn

This live and interactive course will cover the following:

• The FCA’s CP23/24 - ‘polluter pays’ proposals
• The reasons behind the proposals
• How to best prepare for regulatory changes that may arise from this initiative

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.