Retirement Income Advice Thematic Review - What FCA Authorised Firms Need to Know

Introduction

This new virtual classroom seminar will highlight the FCA’s Retirement Income Advice Thematic Review (TR24/1), along with subsequent updates and guidance.

The FCA want to see that firms are understanding the current rules and guidelines.

This session will help you to evidence that you are listening to the FCA, as well as giving you a host of ideas to focus projects on.

By the end of the session, you will be able to view your firm’s procedures with greater confidence.

It is suitable for financial advisors, paraplanners, compliance managers and office managers of FCA authorised companies.

What You Will Learn

This live and interactive course will cover the following:

• A review of the comprehensive nature of the FCA’s TR24/1
• Cashflow modelling
• Vulnerabilities
• Fact-finding
• Ongoing service propositions, costs and tracking
• Pre- and post-retirement risk profiling
• Third party services
• How your firm can stay ahead of the regulation curve
• What areas your firm should be focused on improving

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.